Harvey Nash Finance are currently working in partnership with a client based in West Yorkshire to appoint a Compliance Advisor - Mortgages, on a permanent basis.
Role;
Undertake Compliance monitoring to provide assurance that the business meets regulatory requirements
Propose changes and/or remedial actions to improve adherence to regulatory requirements
Analyse review and report on business functions
Carry out risk based monitoring activity to ensure compliance standards are being met
Provide clear advice to the business on the interpretation and application of relevant regulatory standards
Qualifications;
Institute of Financial Services Certificate in Mortgage Advice and Practice (CeMAP) or
CeMAP bridge plus Financial Planning Certificate (FPC) or
Cll Mortgage Advice Qualification (MAQ) plus (FPC)
Skills/Knowledge;
Substantial experience of working in a regulatory environment
Previous experience within a Compliance role (ideally Mortgages)
Working knowledge of FSMA, FSA Handbook - in particular MCOB, TCF
Ability to undertake assurance reviews
Good knowledge of Financial Services
In return my client are offering a Permanent contract, salary £35,000 - £40,000 depending on experience plus a bonus scheme and competitive benefits package.
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Role;
Undertake Compliance monitoring to provide assurance that the business meets regulatory requirements
Propose changes and/or remedial actions to improve adherence to regulatory requirements
Analyse review and report on business functions
Carry out risk based monitoring activity to ensure compliance standards are being met
Provide clear advice to the business on the interpretation and application of relevant regulatory standards
Qualifications;
Institute of Financial Services Certificate in Mortgage Advice and Practice (CeMAP) or
CeMAP bridge plus Financial Planning Certificate (FPC) or
Cll Mortgage Advice Qualification (MAQ) plus (FPC)
Skills/Knowledge;
Substantial experience of working in a regulatory environment
Previous experience within a Compliance role (ideally Mortgages)
Working knowledge of FSMA, FSA Handbook - in particular MCOB, TCF
Ability to undertake assurance reviews
Good knowledge of Financial Services
In return my client are offering a Permanent contract, salary £35,000 - £40,000 depending on experience plus a bonus scheme and competitive benefits package.